IRW-PRESS: Caledonia Mining Corporation: Bekanntgabe Anteilserhöhung durch bedeutenden Aktionär von Caledonia Mining
September 1, 2020: Caledonia Mining Corporation Plc (Caledonia oder das Unternehmen - https://www.commodity-tv.com/play/caledonia-mining-virtual-roadshow-investor-presentation-and-qa/ ) gab bekannt, dass man am 28. August 2020 benachrichtigt wurde, dass die BlackRock, Inc., die bereits ein bedeutender Aktionär des Unternehmens ist, wie in den AIM Rules for Companies bestimmt, ihren Anteil am Unternehmen am 27. August 2020 erhöht hat der anzeigepflichtig ist. Eine Kopie der Anzeige ist unten angeführt. Caledonia heißt Blackrock Inc.s erhöhtes Investment willkommen.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or Caledonia Mining Corporation Plc the underlying issuer of existing shares to which voting rights are attachedii: 1b. Please indicate if the issuer is a non-UK issuer (please mark with an X if appropriate)
Non-UK issuer X 2. Reason for the notification (please mark the appropriate box or boxes with an X)
An acquisition or disposal of voting rights X An acquisition or disposal of financial instruments An event changing the breakdown of voting rights Other (please specify)iii: 3. Details of person subject to the notification obligationiv Name BlackRock, Inc. City and country of registered Wilmington, DE, USA office (if applicable)
4. Full name of shareholder(s) (if different from 3.)v Name City and country of registered office (if applicable)
5. Date on which the threshold 27/08/2020 was crossed or reachedvi: 6. Date on which issuer notified 28/08/2020 (DD/MM/YYYY):
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting Total of Total rights rights both in % number of attached to through (8.A + voting shares financial 8.B) rights of (total of instruments 8. issuervii A) (total of 8.B 1 + 8.B 2)
Resulting 5.22% 0.36% 5.58% 11,520,860 situation on the date on which threshold was crossed or reached
Position of 3.39% 1.64% 5.04% previous notification (if
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii A: Voting rights attached to shares Class/type ofNumber of voting rightsix% of voting rights shares ISIN code (if possible)
Direct Indirect Direct Indirect (Art 9 of (Art 10 of (Art 9 of (Art 10 of Directive Directive Directive Directive 2004/109/EC 2004/109/EC 2004/109/EC) 2004/109/EC ) ) (DTR5.1) ) (DTR5.1) (DTR5.2.1) (DTR5.2.1)
JE00BF0XVB15 601,565 5.22% SUBTOTAL 8. A601,565 5.22%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of ExpiratExercise/ Number of % of voting financial ion Conversion Per voting rights rights instrument iod that may be datex xi acquired if the instrument is
exercised/conver ted . Securities 11,200 0.09% Lending
SUBTOTAL 8. B 111,200 0.09%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of ExpirationExercise/ Physical Number % of voting financial datex Conversion or cash of rights instrument voting Period xi rights settlementx ii
CFD Cash 31,148 0.27% SUBTOTAL 31,148 0.27% 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an X) Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii Full chain of controlled undertakings through which the X voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) Namexv % of voting % of voting Total of both rights if it rights through if it equals equals or is financial or is higher higher than instruments if than the the notifiable it equals or notifiable threshold is higher than threshold the notifiable threshold
See Attachment
10. In case of proxy voting, please identify: Name of the proxy holder The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
BlackRock Regulatory Threshold Reporting Team Jana Blumenstein 020 7743 3650
Place of 12 Throgmorton Avenue, London, EC2N 2DL, U.K. completion
Date of 28 August, 2020 completion
Section 9 Attachment
Namexv % of voting % of voting Total of rights if it rights both if equals or is through it equals higher than financial or is the instruments higher notifiable if it equals than the threshold or is higher notifiable than the threshold notifiable threshold
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc.
BlackRock Holdco 4, LLC BlackRock Holdco 6, LLC BlackRock Delaware Holdings Inc.
BlackRock Fund Advisors
BlackRock, Inc. Trident Merger, LLC BlackRock Investment Management, LLC
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc.
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc.
BlackRock Holdco 4, LLC BlackRock Holdco 6, LLC BlackRock Delaware Holdings Inc.
BlackRock Institutional Trust Company, National Association
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc.
BlackRock Capital Holdings, Inc.
BlackRock Advisors, LLC
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock (Singapore) Holdco Pte. Ltd. BlackRock HK Holdco Limited
BlackRock Lux Finco S.a.r .l . BlackRock Japan Holdings GK
BlackRock Japan Co., Ltd.
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Holdco 3, LLC BlackRock Canada Holdings LP
BlackRock Canada Holdings ULC
BlackRock Asset Management Canada Limited
In Europa: Swiss Resource Capital AG Jochen Staiger info@resource-capital.ch www.resource-capital.ch
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